The Firm has wide-ranging experience in securities litigation. We defend clients in cases commenced by the government or private parties, involving allegations of various securities law violations, class action litigation and financial services litigation.
The Firm also has extensive experience arbitrating claims before FINRA, the New York Stock Exchange and representing individuals and firms in all manner of administrative and regulatory matters including enforcement proceedings conducted by the SEC, the New York Stock Exchange, FINRA, state securities agencies and other regulatory authorities.
Lastly, we counsel broker-dealers, registered representatives, investment advisers, hedge funds and other securities professionals regarding registration, compliance, reporting, disclosure and trading issues.
To learn more, click on the practice areas listed below.
Attorneys
Liam O'Brien
Managing Partner
Harry Delagrammatikas
Senior Counsel
R. Craig Zafis
Of Counsel
Therese Woods
Of Counsel
C. Mark Laskay
Partner
Gerad Soman
Of Counsel