We counsel broker-dealers, registered representatives, investment advisers, hedge funds and other securities professionals regarding formation, registration, compliance, reporting, disclosure and trading issues.
Attorneys
Liam O'Brien
Managing Partner
Harry Delagrammatikas
Senior Counsel
R. Craig Zafis
Of Counsel
Therese Woods
Of Counsel
C. Mark Laskay
Partner
Gerad Soman
Of Counsel